May 2, 2023, ROCKVILLE, Maryland /PRNewswire/ — The Securities Institute of America (SIA), which offers top-notch exam preparation for people and businesses in the financial industry, has chosen StarCompliance (“Star”), a leading SaaS provider of employee compliance technology solutions. Since 1996, SIA has assisted over 400,000 students in passing exams and offers the most cutting-edge, modern exam prep options available on the market for the FINRA, NASAA, and NFA exams.
The full exam training platform from SIA will be coupled with Star’s Licence & Registration (L&R) software system for use Securities Institute of America Coupon, which vastly improves transparency into the multi-step license and registration procedure. Managers and training directors can now easily keep track of test dates, see when exam windows expire, and conduct exam training all from a single dashboard. The financial services sector has been looking for a completely integrated solution for registration and license administration, and by increasing visibility, this will address that issue.
Data compliance ensures that your organisation is correctly and legally collecting, organising, storing, and managing data. If your business is data compliant, all your data must be guarded against corruption, loss, theft, and misuse.
According to Compliance Online: “Data is the fuel of decision making, continuous improvement, quality and demonstration of clinical value. Data is to an organisation what fuel is to a car. If the fuel is contaminated, it damages the engine. If the integrity of the data is at risk, it can damage the organisation’s reputation and can even lead to the extent of business shutdown.”
Employees can log into the compliance platform, fill out a request form, and receive an automated approval or denial. The system can cross-reference the data to provide a precise and accurate decision. If any request warrants further investigation, the compliance team will be notified.
Partnership between Securities Institute of America and StarCompliance for the Implementation of Compliance Management Software
The SIA
The Securities Institute of America (SIA) is a well-known company that offers education for securities tests. It is committed to producing the top study guides and materials and assisting students in passing their exams. With millions of test questions answered by students, SIA has assisted over 400,000 students in passing securities exams since 1996. With the greatest pass rates and a money-back guarantee, SIA’s training resources are the best in the business. The Institute’s thorough and sophisticated training for securities exams includes top-notch video training programs, expensive textbooks, and difficult test banks. Managers can track progress in real-time using reporting and student tracking technologies provided by the Institute, ensuring that students receive the assistance they need to succeed.
The licensing and registration business has advanced significantly as a result of the strategic cooperation with Star, according to Jeff Van Blarcom, managing director of The Securities Institute. “We will be able to streamline registration management and reduce the operational burden while increasing visibility, predictability, and success rates by combining SIA’s industry leadership in financial services exam preparation with Star’s excellence in compliance software,” says Star.
Regulatory compliance is when a business follows the local and international laws and regulations that are relevant to its operations. Depending on the business and the industry it’s operating in, the requirements of regulatory compliance will vary.
If you are a business owner, you know how long it can take to build trust with your employees, customers and suppliers. A lot of this effort is centered around you and your business doing the right thing, both legally and ethically.
Regulatory compliance ensures your company is following the law so that trust can be established. As your company’s reputation improves, you can watch your business grow.
With more than 20 years of experience in the development of customisable compliance technology, Star supports a large global clientele in a variety of financial services. Its updated License & Registration program will have enhanced time and progress tracking, as well as enterprise reporting features. All of this important data will be kept in one place and be accessible through a user interface that emphasizes easy use and effective workflows.
Join Star’s webinar titled “Building a Sustainable L&R Program: Strategies for Long-Term Success” on June 6, 2023 at 2 PM EST to discover more about the changing role of technology in License & Registration programs.
The SIA
The Securities Institute of America (SIA) is a well-known company that offers education for securities tests. It is committed to producing the top study guides and materials and assisting students in passing their exams. With millions of test questions answered by students, SIA has assisted over 400,000 students in passing securities exams since 1996. With the greatest pass rates and a money-back guarantee, SIA’s training resources are the best in the business. The Institute’s thorough and sophisticated training for securities exams includes top-notch video training programs, expensive textbooks, and difficult test banks. Managers can track progress in real-time using reporting and student tracking technologies provided by the Institute, ensuring that students receive the assistance they need to succeed.
Regarding StarCompliance
The top supplier of compliance technology solutions worldwide is StarCompliance. Star’s future-ready compliance platform, trusted internationally by forward-thinking businesses in 114 countries, offers on-demand configurability, multi-jurisdictional integrity, and the actionable intelligence you need to monitor for conflicts, comply with regulatory requirements, and decrease risk. Compliance doesn’t have to be difficult anymore. Give your staff the multi-layered protection they require to comply with confidence by introducing them to Star’s simple, intuitive UX.
The SIA
The Securities Institute of America (SIA) is a well-known company that offers education for securities tests. It is committed to producing the top study guides and materials and assisting students in passing their exams. With millions of test questions answered by students, SIA has assisted over 400,000 students in passing securities exams since 1996. With the greatest pass rates and a money-back guarantee, SIA’s training resources are the best in the business. The Institute’s thorough and sophisticated training for securities exams includes top-notch video training programs, expensive textbooks, and difficult test banks. Managers can track progress in real-time using reporting and student tracking technologies provided by the Institute, ensuring that students receive the assistance they need to succeed.
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